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Audit Supervisor - Wealth and Investment Management

Company: Bank of America
Location: Wilmington
Posted on: January 16, 2020

Job Description:

Audit Supervisor Wealth and Investment ManagementCharlotte, North Carolina;Pennington, New Jersey; Wilmington, Delaware; New York, New YorkJob Description:Responsible for executing multiple areas of test work during audit activities. Utilizes sound analytical skills and possesses product, business, and technical expertise to execute assigned audit testing responsibilities. Independently executes audit test work on assigned audits and demonstrates sound project management skills. Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders. Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Actively supports peers and audit team with development as part of on the job training during audit execution. Fosters a positive and inclusive work environment.Required skills:

  • 3+ years of experience in trust administration, wealth management and investment management complex businesses.
  • Control testing, risk management, or compliance experience.
  • Candidate should also be familiar with Regulation 12CFR 9 Fiduciary Activities of National Banks and key securities industry regulations
  • Good understanding of asset/investment management services and supporting operations within wealth management business.
  • Excellent risk assessment skills.
  • Excellent verbal and written communication skills; required to interact with management and process owners.
  • Ability to work in team environment.
  • High quality execution.
  • Critical thinker, high energy, intellectually curious.
  • Bachelors degreeDesired skills:
    • Certified Fiduciary & Investment Risk Specialist, CFA, Certified Trust and Financial Advisor or other investment related licensingShift:1st shift (United States of America)Hours Per Week:40Full timeJR-19050564Manages People: NoTravel: Yes, 25% of the timeTalent Acquisition Contact:Referral Bonus:Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.To view the "EEO is the Law" poster, CLICK HERE at https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf .To view the "EEO is the Law" Supplement, CLICK HERE at https://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCPEEOSupplementFinalJRFQA508c.pdf .Bank of America aims to create a workplace free from the dangers and resulting consequences of illegal and illicit drug use and alcohol abuse. Our Drug-Free Workplace and Alcohol Policy (Policy) establishes requirements to prevent the presence or use of illegal or illicit drugs or unauthorized alcohol on Bank of America premises and to provide a safe work environment.To view Bank of Americas Drug-free workplace and alcohol policy, CLICK HERE .

Keywords: Bank of America, Wilmington , Audit Supervisor - Wealth and Investment Management, Accounting, Auditing , Wilmington, Delaware

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