Audit Supervisor - Wealth and Investment Management
Company: Bank of America
Posted on: January 16, 2020
Audit Supervisor Wealth and Investment ManagementCharlotte, North
Carolina;Pennington, New Jersey; Wilmington, Delaware; New York,
New YorkJob Description:Responsible for executing multiple areas of
test work during audit activities. Utilizes sound analytical skills
and possesses product, business, and technical expertise to execute
assigned audit testing responsibilities. Independently executes
audit test work on assigned audits and demonstrates sound project
management skills. Raises issues and concerns and makes
recommendations for severity ratings. Assesses issues for impact to
business processes, controls and strategies, recommends severity
ratings and escalation of broad themes or trends. Works with team
and provides input to draft quality audit reports and supports
sharing audit results with business leaders. Begins to establish
business partner relationships; primary engagement is with line
management. Exercises critical thinking and judgment to effectively
influence management to improve the control environment. Actively
supports peers and audit team with development as part of on the
job training during audit execution. Fosters a positive and
inclusive work environment.Required skills:
- 3+ years of experience in trust administration, wealth
management and investment management complex businesses.
- Control testing, risk management, or compliance
- Candidate should also be familiar with Regulation 12CFR 9
Fiduciary Activities of National Banks and key securities industry
- Good understanding of asset/investment management services and
supporting operations within wealth management business.
- Excellent risk assessment skills.
- Excellent verbal and written communication skills; required to
interact with management and process owners.
- Ability to work in team environment.
- High quality execution.
- Critical thinker, high energy, intellectually curious.
- Bachelors degreeDesired skills:
- Certified Fiduciary & Investment Risk Specialist, CFA,
Certified Trust and Financial Advisor or other investment related
licensingShift:1st shift (United States of America)Hours Per
Week:40Full timeJR-19050564Manages People: NoTravel: Yes, 25% of
the timeTalent Acquisition Contact:Referral Bonus:Bank of America
and its affiliates consider for employment and hire qualified
candidates without regard to race, religious creed, religion,
color, sex, sexual orientation, genetic information, gender, gender
identity, gender expression, age, national origin, ancestry,
citizenship, protected veteran or disability status or any factor
prohibited by law, and as such affirms in policy and practice to
support and promote the concept of equal employment opportunity and
affirmative action, in accordance with all applicable federal,
state, provincial and municipal laws. The company also prohibits
discrimination on other bases such as medical condition, marital
status or any other factor that is irrelevant to the performance of
our teammates.To view the "EEO is the Law" poster, CLICK HERE at
.To view the "EEO is the Law" Supplement, CLICK HERE at
.Bank of America aims to create a workplace free from the dangers
and resulting consequences of illegal and illicit drug use and
alcohol abuse. Our Drug-Free Workplace and Alcohol Policy (Policy)
establishes requirements to prevent the presence or use of illegal
or illicit drugs or unauthorized alcohol on Bank of America
premises and to provide a safe work environment.To view Bank of
Americas Drug-free workplace and alcohol policy, CLICK HERE .
Keywords: Bank of America, Wilmington , Audit Supervisor - Wealth and Investment Management, Accounting, Auditing , Wilmington, Delaware
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