McLean 2 (19052), United States of America, McLean, Virginia
Principal Auditor, Risk Management Capital One’s Audit function is
a dedicated group of professionals focused on delivering
top-quality assurance services to the organization’s Audit
Committee. Audit professionals are experienced, well-trained and
credentialed, and operate within a collaborative, agile environment
to deliver value-added opinions and recommendations. Audit's vision
to provide high value, independent, proactive insights, to innovate
with technology, and to be a top-notch talent destination, creates
a dynamic and challenging atmosphere for both personal growth and
Capital One is seeking an energetic, self-motivated Principal
Auditor interested in becoming part of our Audit team. As a member
of the Audit team, the candidate will focus on audits of Enterprise
Risk Management and Operational Risk Management.
Lead small audits, or own completion of significant components
of larger audits.
Develop engagement planning documentation for assigned areas to
communicate rationale for scoping decisions, and develop audit
programs to ensure adequate coverage of risks.
Design and execute appropriate audit procedures to verify the
effectiveness of internal controls. Document auditee processes and
procedures, review and analyze evidence, and identify potential
Prepare clear, organized, and complete documentation to support
work performed, including draft findings.
Establish and maintain good client and team relations during
engagements. Effectively communicate information and audit progress
to team, clients and auditor-in-charge.
Self prioritize and effectively plan your own work activities
managing multiple priorities and tasks across the team to deliver
quality results. Proactively take on additional work to
support the team when possible.
Provide coaching, on-the-job training, and feedback to audit
staff, including junior associates and recent hires.
Here's what we're looking for in an ideal teammate:
You are a critical thinker who seeks to understand the business
and its control environment.
You believe insight and objectivity are core elements to
providing assurance on the effectiveness and efficiency of Capital
One’s governance, risk management, and internal control
You possess a relentless focus on quality and timeliness.
You adapt to change, embrace bold ideas, and are intellectually
curious. You like to ask questions, test assumptions, and challenge
You develop influential relationships based upon shared risk
objectives and trust to deliver outstanding business impact and
elevate Audit’s value proposition.
You’re a firm believer that a rich understanding of data,
innovation, and technology will only make you a better auditor.
This will require leveraging the power of data analytics and
furthering your technical expertise.
You're a teacher. You do the right thing and lead by example.
You have a passion for coaching and investing in the betterment of
your team. You lead through change with candor and optimism.
You create energy and an environment that fosters trust,
collaboration, and belonging, making it easy to attract, hire, and
retain top talent.
Bachelor's Degree or military experience
At least 3 years of experience in auditing, in accounting, in
financial analysis, in compliance, or a combination.
At least 2 years of experience in leading audits and performing
in the role of auditor-in-charge
2+ years of experience in banking or in financial services
1+ years of experience in performing data analysis in support of
Master’s Degree in Accounting, Master’s Degree in Finance or
Master of Business Administration
Certified Internal Auditor (CIA), Certified Public Accountant
(CPA), or relevant certification
At this time, Capital One will not sponsor a new applicant for
employment authorization for this position.